SEBI Compliance

Official Partner

Securities and Exchange Board of India Regulations

SEBI Compliance

Navigate SEBI regulations with expert compliance services for securities market participants. The Securities and Exchange Board of India (SEBI) has established comprehensive cyber security and technical requirements for market participants. Our SEBI compliance specialists help stock brokers, depositories, RTAs, and other intermediaries meet regulatory obligations including system audits, cyber security frameworks, business continuity planning, and CERT-In empanelment. We provide end-to-end compliance support ensuring your systems, processes, and controls meet SEBI's stringent requirements while protecting market integrity and investor interests.

Key Features

SEBI Compliance Experts

Our team includes experts with deep knowledge of SEBI regulations, cyber security frameworks, and IT governance requirements for securities market participants.

Regulatory Updates

Continuous monitoring of SEBI circulars and regulatory changes, ensuring your organization stays compliant with evolving securities market requirements.

Transparent Consulting

Clear pricing for SEBI compliance services with no hidden costs. Our solutions are tailored to brokers, sub-brokers, RTAs, depositories, and market intermediaries.

Cyber Security Framework

Implementation of SEBI's cyber security and cyber resilience framework (CSCRF) with robust controls for market infrastructure and intermediaries.

Complete Compliance

Comprehensive SEBI compliance including system audits, cyber security audits, business continuity plans, disaster recovery, and CERT-In empanelment support.

Audit Readiness

We ensure your systems meet all SEBI technical requirements and are audit-ready for SEBI inspections and concurrent audits.

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Frequently Asked Questions

Find answers to common questions about this service.

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Stock brokers, sub-brokers, depositories, registrar and transfer agents, mutual funds, and all intermediaries registered with SEBI must comply with cyber security and IT governance requirements.
SEBI requires cyber security framework implementation, system audits, business continuity planning, disaster recovery, incident response, and CERT-In empanelment for market participants.
SEBI mandates annual system audits and concurrent audits for intermediaries. Cyber security audits and business continuity testing are required periodically as per SEBI circulars.